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At Torres Financial Services, Inc., we respect your right to financial privacy. We recognize that you have provided or will provide us with sensitive, personal information and want to relay our policy regarding that information.

We collect your personal financial information from the following sources:

  • Written information you have provided including:

    • Investment advisory agreements, brokerage account applications, and other documents you complete in the process of opening and maintaining accounts with Torres Financial​;

  • Information you provide orally; and

  • Information we receive from third parties, such as brokerage firms, outside managers, and banks about your transactions with us or with others.

We do not disclose any nonpublic personal financial information about you to anyone, except in the following circumstances:

  • When we are required to execute transactions for your account or otherwise to provide services you request;

  • When you have specifically authorized and directed us to do so; or

  • When required by law, such as during examinations of company books and records by federal and state regulators.

We prohibit employees from providing client information over the telephone or in response to an email message unless the employee has identified the recipient as the client, a fiduciary representative of the client, an authorized agent of the client, or a party that needs the information to complete a transaction for the client (such as broker-dealers, custodians or administrative service providers).

We maintain physical, electronic and procedural safeguards within the firm's offices to protect your privacy.

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